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Jobs: Compliance / RegulatoryCompliance / Legal
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1-30 of 305 Jobs Company Location Date
head of compliance
Not Disclosed
Salary: mkt
UK-London 04 Jul
Compliance Officer, CF10, CF11 £mkt rate This is an excellent opportunity to join an excitin...
Compliance Officer
Joslin Rowe Compliance
Salary: £85,000
UK-London 04 Jul
Our client a leading execution only stockbroker are currently looking for a Compliance Officer to manage the Compliance and R...
Internal Auditor
Recruiters
Salary: €76000 - 82000
UK-London 04 Jul
A leading European Commercial bank based in London is looking for an experienced auditor who has knowledge of UK/German Compl...
Regulatory Managers & Senior Managers (Financial Services)
PricewaterhouseCoopers LL...
Salary: Competitive
UK-London 04 Jul
Who are we?
We are seeking Managers and Senior Managers to join out Financial Services Regulatory team based in Lon...
AML Manager
Michael Page
Salary: 60000
UK-London 04 Jul
The AML Manager will work with our client's wholesale banking compliance team.
European AML Manager
Michael Page
Salary: 60000
UK-London 04 Jul
The European AML Manager will work with our client's wholesale banking compliance team.
Senior Compliance Executive
Jonathan Wren 5
Salary: 400 per day
UK-London 03 Jul
A major investment bank based in the City has a unique opportunity for a compliance professional to work on a monitoring and...
Compliance Portfolio Monitoring Officer
Nelson Scott Limited
Salary: 55k plus
UK-London 03 Jul
One of the world's leading fixed income managers. The company provides investment services for a wide variety of global clien...
MLRO – Wealth Management
Morgan McKinley
Salary: Upto £ 100k
UK-London 03 Jul
Our client, a top tier Financial Services firm with more than £100billinon in global assets, is recruiting for an MLRO to tak...
Head of Compliance - Monitoring and Testing
Morgan McKinley
Salary: Top Tier Total renumerati...
UK-London 03 Jul
This is an exciting opportunity for an individual to lead the London arm of an international team, to create and execute det...
Manager Risk & Compliance
Robert Half City
Salary: Depending on Experience
UK-London 03 Jul
Compliance Bristol
Compliance Director
Capita Resourcing
Salary: Excellent Package on offe...
UK-South West 03 Jul
Our Client, a leading Insurance Distribution business is looking to appoint an Experienced Compliance Director.
Compliance Manager
Northern Trust
Salary: Competitive
UK-London 03 Jul
Compliance Manager - Anti-Money Laundering
Compliance Manager - Financial Products
Robert Half City
Salary: depending on experiance
UK-London 03 Jul
Compliance
Corporate Finance (Lawyer) – Regulatory Advisory - London
Morgan McKinley
Salary: Competitive Basic plus hi...
UK-London 03 Jul
A new opportunity has arisen at a niche European house based in the city. Our client is looking for a Corporate Finance lawy...
Fixed Income Compliance Advisory
Morgan McKinley
Salary: Excellent
UK-London 03 Jul
With £164bn of assets under management, our client is one of the largest asset managers in Europe and is at the leading edge...
Compliance Products Specialist- Wealth Management
Morgan McKinley
Salary: Excellent
UK-London 03 Jul
A leading, global wealth manager requires an experienced Compliance Products specialist to provide in-depth technical advisor...
Fixed Income Compliance Advisory team Deputy
M&G Investments
Salary: Competitive
UK-London 03 Jul
M&G are looking to recruit an individual to join their Fixed Income Advisory team. Providing advice and Compliance represent...
Operations Analyst - Hedge Fund
Not Disclosed
Salary: excellent
UK-London 03 Jul
Reporting to head of desk this Trading operations position is supporting London and Singapore trading desks. You must be dili...
Cust & Fund Acct Unit Mgr VP
State Street
Salary: Excellent + benefits
UK-London 03 Jul
Custody & Fund Accounting Unit Manager is reqruied to join the Investor Services Business. As a Custody & Fund Accounting Uni...
Head of Surveillance - Investment Bank
Morgan McKinley
Salary: competitive
UK-London 03 Jul
Our client, a top tier Investment Bank based in Canary Wharf is currently recruiting a Head of Surveillance. This person will...
Compliance Analyst Officer
State Street
Salary: Excellent + benefits
UK-London 03 Jul
Compliance Analyst State Street is looking for a Compliance Analyst Officer to work in UK Risk and Compliance in our Canary...
Compliance Director - Institutional Sales & Trading Surveillance
Joslin Rowe Compliance
Salary: £Highly Competitive
UK-London 03 Jul
A Director position within one of the world's most prestigious investment banks
Surveillance Officer - AVP
Morgan McKinley
Salary: competitive
UK-London 03 Jul
A global Investment Bank requires a Compliance Officer to join their EMEA Investment Banking Compliance department, to provid...
Middle Office Manager - London / Moscow.
Capital Markets
Salary: Very depedant upon candid...
UK-London 03 Jul
Strong Middle Office Manager required by Global Bank - all round operational background, ideally covering Loans / Trade Finan...
FS - Risk Management Consulting - Executive
PricewaterhouseCoopers LL...
Salary: Competitive
UK-London 03 Jul
Job Description
We see a significant opportunity to grow PwC's Risk Advisory practice in the Financial Services sec...
Project Analyst (Basel)
Reed Finance
Salary: £500-575 per day
UK-London 02 Jul
Our client is a large bank and they need an interim to assist with the implementation of an Economic Capital based Risk Repo...
Compliance -TREASURY AND COMMODITY
Robert Half City
Salary: Salary depends on Experie...
UK-London 02 Jul
Compliance
Risk Analyst - Asset Management - Investment Management - London/City
Saul & Partners
Salary: Up to £50K + Bonus + Bene...
UK-London 02 Jul
Risk Analyst required by top tier Asset Management firm in the heart of the City.
Fund Objectives & Guideline Management - Risk Manager - Asset Management - London/City
Saul & Partners
Salary: £110K Total
UK-London 02 Jul
Fund Objectives & Guideline Management/Risk Manager required by top tier Asset Management firm in the heart of the City, requ...
Jobs: Compliance / Regulatory (1-30 of 305 Jobs)

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